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Erler; Socrates in the Cave; Platonic epistemology and the common man, Sokrates
[ Pobierz całość w formacie PDF ]M. Erler 1 out of 7
S
OCRATES IN THE
C
AVE
.
P
LATONIC
E
PISTEMOLOGY AND THE
C
OMMON
M
AN
1
. It is well known that Plato defines knowledge in terms of ontological
categories. Real knowledge for him means grasping the ideas. This
knowledge can be gained by searching within oneself
.
Only philosophers,
however, are able to attain knowledge this way, transforming themselves
into the status of gods as far as it is possible for men.
1
Plato clearly
describes an ideal in the dialogues. But Plato also addresses the common
man’s potential for achieving knowledge despite his deficient condition in
comparison to the Platonic ideal. In the famous simile of the cave in the
Republic
, Plato offers a quite realistic view of common man as being
emprisoned in a world of becoming.
2
This prisoner takes pictures on the
wall for reality. In order to be freed from this illusion, he has to be
turned around toward truth. The prisoners, however, are not able to turn
around themselves without help from outside. What they need is a teacher
who asks them questions and gets them into conceptual difficulties
(
aporiai
).
3
Common man also is likely to have emotions, desires, and
* This is part of a larger project that also will deal both with Plato and the
tradition of the metaphor ‘child in man’ in ancient philosophical contexts.
1
Passages: D. Sedley: ‘Becoming like God’ in the
Timaeus
and Aristotle‘,
in: T. Calvo, L. Brisson (edd.): Interpreting the
Timaeus – Critias
.
Proceedings of the IV Symposium Platonicum. Selected Papers (Sankt
Augustin 1997) [
International Plato Studies
9], 327-339 and D. Sedley:
‘The Ideal of Godlikeness,’ in: G. Fine (ed.):
Plato 2.
Ethics, Politics,
Religion, and the Soul
(Oxford 1999), 309-328.
2
Th. A. Szlezák: ‘Das Höhlengleichnis (Buch VII 514a-521b und 539d-
541b),’ in: O. Höffe (Hg.)
Platon, Politeia
(Berlin 1997) [
Klassiker
auslegen
7], 205-228.
3
Cf.:
R.
515c, see: J. Annas:
An Introduction to Plato's Republic
(Oxford
1989), 258f. and M. Erler: ‘Hilfe der Götter und Erkenntnis des Selbst.
Sokrates als Göttergeschenk bei Platon und den Platonikern,’ in: Th.
Kobusch, M. Erler (edd.):
Metaphysik und Religion. Zur Signatur des
spätantiken Denkens. Akten des Internationalen Kongresses vom 13.-17.
März 2001 in Würzburg
(Munich, Leipzig 2002) [BzA 160], 387-413. N.
Delhey (‘ Bemerkungen zur Bildungstheorie
in Platons
Politeia
,’ in:
Hermes
122 (1994), 44-54, esp. 47ff.) rightly
M. Erler 2 out of 7
fears that make him deaf to rational persuasion, and that might overpower
his rational thinking and cause him to act against his will (
R.
519a-b).
The teacher therefore must try to create the kind of disposition in his
partner that prepares him to accept the results of rational arguments,
makes him realize what is true and what is false, and helps him to
transform this knowledge into moral behavior.
4
In the
Timaeus
, Plato
postulates that both the immortal rational self and the mortal self need
therapy (
Ti.
90a-c), in order “to set even the baser part of us on the right
path in this way” (71d, transl. Cornford). Of course, Plato believes that
one can achieve real knowledge only if one focuses on the immortal soul.
But as the Athenian stranger in the
Laws
shows, moral practice too is of
crucial importance for gaining knowledge. Harmonizing the parts of the
soul and controlling desires and fears, which are located in the mortal part
of the soul, require self-control.
5
For the common man, the therapy of the mortal self and the
proper control of affections are essential for developing the right habits
that provide the foundation for virtue and real knowledge.
Paramythia
,
the therapy of human passion that produces a particular emotional change
in man so that he becomes more amenable to advice and a better learner
(
Lg.
718cd), is central in the so-called ‘little or basic
Paideia
’ not only in
the
Laws
(734e-735a), but also in the
Republic
. Without this
groundwork, this
praeparatio philosophica
, common man will fail to act
in accordance with the judgements and insights that emerge from
conversation. To resist right opinion is regarded as lack of knowledge.
6
2.
The theoretical underpinning for the phenomenon that emotions,
desires, or affections like fear can prevent one from accepting the results
stresses, that this does not happen simply by nature (so L. C. H. Chen:
‘Education in General (
Rep.
518c4-519b5),’ in:
Hermes
115 (1987), 66-
72), but by force.
4
Cf.
R.
401d-402a.
5
M. Erler: ‘Epicurus as
deus mortalis
.
Homoiosis theoi
and Epicurean
Self-cultivation,’ in: D. Frede, A. Laks (edd.):
Traditions of Theology.
Studies in Hellenistic Theology, Its Background and Aftermath
(Leiden
2002) [
Philosophia Antiqua
89], 159-181, esp. 165f.
6
Cf.
Lg.
689a; see: K. Schöpsdau:
Platon
,
Nomoi
(Gesetze) Buch I-III.
Übersetzung und Kommentar
(Göttingen 1994) [
Platon, Werke
9,2], 414-
17.
M. Erler 3 out of 7
of rational argument is the soul’s partitioning which Plato develops in the
Republic
. This partitioning of the soul explains why reason sometimes is
overcome by emotion against its will.
7
Often this is regarded to be a new insight of Plato’s in the
Republic
, because no evidence for the soul’s partitioning can be found
before the
Republic
. This is the thesis I wish to challenge. I shall argue
that Plato in the
Phaedo
playfully considers the existence of something in
man that is responsible for emotions, desires, and fear, and that is distinct
from both the body and the rational soul. In the
Phaedo
, Plato even gives
this source of emotions a name: he calls it the ‘child in man’ --and he
illustrates how it should be treated by therapeutic arguments, in order to
create a disposition that is amenable to rational thinking. I also wish to
draw attention to the fact that both this metaphor and the method of
praeparatio philosophica
for gaining knowledge was to play an important
role in the philosophical curriculum from Plato onwards, in Hellenistic
philosophy as well as in the Platonism of imperial times.
8
3.
Let us have a look at the
Phaedo
. In this dialogue, Socrates illustrates
the power of the
logos
or rational argument in helping Socrates to be
brave and fearless in the face of death, and enabling him to accept rational
arguments in favor of the soul’s immortality. Contrary to common
opinion, this dialogue does not teach one how to repress emotions because
these are the effect of the soul’s imprisonment in the body.
9
Rather, the
Phaedo
illustrates how to handle emotions that spring from a source that
is distinct from the body, emotions which cannot be eradicated, but have
to be controlled, because they disturb rational thinking. The
exemplum
Socratis
illustrates how this can be done successfully. His partners Crito,
7
Ll. P. Gerson:
Knowing Persons. A Study in Plato
(Oxford 2003), 265.
I doubt that Ch. Bobonich,
Plato’s Utopia Recast. His Later Ethics and
Politics
(Oxford 2002), is right in arguing that this partitioning of the
soul in the
Republic
later was regarded as an error by Plato and corrected
in the
Laws
.
8
I hope to develop this elsewhere.
9
See D. Gallop: ‘Emotions in the
Phaedo
,’ in: A. Havlícek, F. Karfík
(Edd.):
Plato's Phaedo, Proceedings of the Second Symposium
Platonicum Pragense
(Prague 2001), 275-286; cf. J. Dalfen, ‘Philologia
und Vertrauen: Über Platons eigenartigen Dialog
Phaidon
,’ in:
GB
20
(1994), 35-57.
M. Erler 4 out of 7
Cebes, and Simmias, on the other hand, illustrate what happens if
emotions prevail, and man is not able to subordinate these to reason.
Crito, for his part, remains unmoved by the arguments, and draws wrong
conclusions (115c). Cebes and Simmias, in contrast, are used to
arguments. They are well prepared to follow Socrates’ arguments in
favor of the soul’s immortality, and to accept the conclusions of rational
thinking. Nevertheless, they do display insecurity and distrust, while not
being able to give a reason for this unease. Something within them is out
of control and prevents them from accepting the results of what they agree
are coherent arguments.
10
This deep-rooted fear Socrates wishes to treat
by means of his ‘paramythic’ arguments, with which he wishes to address
both the
ratio
and the emotions of his partners.
11
It is interesting that in this context, Plato’s Socrates does not
locate Cebes’ and Simmias’ emotions in the body, as he does elsewhere in
the
Phaedo
.
12
No, Plato invents a metaphor to describe the source of the
affections of Socrates’ partners and the target of Socrates’ therapeutic
argumentation. At one point, Socrates suspects that Cebes and Simmias
are afraid like children that wind might disperse the soul after death.
Cebes points out that it is not he himself who is afraid, but that rather
something within himself --a child within himself, as he calls it-- is full of
fear, like children of a bogey (77d-e). He therefore begs Socrates (77d):
“Try to convince us, then, Socrates, on the assumption that we are afraid;
or rather, not as though
we
are afraid - perhaps there is a
child inside us
13
10
Cf.
Phd
. 77e, 91c-d. 107b.
11
Socrates characterizes his arguments as ‘
paramythia
’ (
)
(
Phd.
70b, 83a).
12
Cf.
Phd.
81b-c, 94b-c. See: N. Blössner: ‘Sokrates und sein Glück,
oder: Warum hat Platon den
Phaidon
geschrieben?,’ in: A. Havlícek, F.
Karfík (Edd.):
Plato's Phaedo, Proceedings of the Second Symposium
Platonicum Pragense
(Prag 2001), 96-139, esp. 129ff.
13
Phd.
77e. I agree with Wyttenbach (
Platonis Phaedo, explanatus et
emendatus prolegomenis et annotatione Dan. Wyttenbachii
, Lugdunum
Batavorum 1810) that the metaphor has to be understood as ‘child within
us’ and I disagree with Ficino (
Platonis opera translatione Marsilii
Ficini, emendatione et ad Graecum codicem collatione Dimonis Grynaei
1533) and others, who translate
inter nos puer
. There has been a
discussion as to whether the metaphor means doubtful reason (Chr. F.
Williger: ‘Il
Di Cebes Nel
Di Platone,’ in:
GM
1 (1946),
M. Erler 5 out of 7
that is apprehensive in this way. So try to persuade
him
not to be afraid of
the bogey Death. Try to persuade him, then, to stop being afraid of death
as if it were a bogey-man.” And Socrates consents readily: “You must
sing charms over him (
epodai
), said Socrates, every day, until you have
charmed the fear out of him.”
‘
To charm the fear out of the child in man as philosophical
praeparatio,
’ this is what Socrates’ rational arguments in the
Phaedo
are
meant to accomplish. This is what Socrates’ ‘
paramythia
’ and
philosophical ‘
epode
’
14
are for: to combine rational arguments with
therapeutic intentions.
It is useful at this point to remind ourselves that the metaphor
the ‘child in man which needs persuasion in order to rid itself of the fear
of death’ has a ‘
Sitz im Leben.’
It forms part of the
paideia
that tries to
make children act properly. Plato wishes to remind us of the ‘old wives’
tales that nurses told children in Greece, as people still do today, in order
to frighten children into obedience: “If you don’t do such and such, a
monster will come and eat you.” Those traditional tales are meant to
create fear in children, and thereby a disposition to accept advice.
15
103-113) or an irrational part of the soul (G. Capone Braga, ‘Il
"Fanciullino" Di Cebete,’ in:
GM
2,1947, 60-62, with a response by Chr.
F. Williger: ‘Ancora Sul "Fanciullino" Di Cebete,’ in:
GM
2, 1947, 262-
264); see also C. H. Young: ‘A Delicacy in Plato's
Phaedo
,’ in:
CQ NS
38,1988, 250-251).
14
Cf. P. Lain-Entralgo: ‘Die platonische Rationaliserung der Besprechung
( ) und die Erfindung der Psychotherapie durch das Wort,’ in:
Hermes
86 (1958), 298-323.
Epode
as rational argument: cf. Plat.
Chrm.
156e-157a;
Phd.
77e, Lg. 903a-b, and Chr. Bobonich, ‘Persuasion,
Compulsion and Freedom in Plato's
Laws
,’ in:
CQ NS
41 (1991), 365-
388, bes. 374. The
Charmides
shows, that philosophical argument and
teaching should follow the protreptic
praeparatio philosophica
by means
of the
aporia.
Cf.
M. Erler:
Der Sinn der Aporien in den Dialogen
Platons
(Berlin, New York 1987) [
UaLG
25], 211f.
15
Cf. A. Scobie: ‘Storytellers, Storytelling, and the Novel in Graeco-
Roman Antiquity,’ in:
RhM
122 (1979), 229-259 and G. Heldmann:
Märchen und Mythos in der Antike? Versuch einer Standortbestimmung
(Munich, Leipzig 2000) [
BzA
137], 95ff., who does not mention the
passage in the
Phaedo
.
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